Private Placement Advisors
JOBS Act Compliance Solutions
We find solutions for entrepreneurs seeking equity or debt financing under Titles II, III, and IV of the JOBS Act.
We draft disclosure documents and file them with Federal and state regulators. We establish that the issuer and its principals are not disqualified under Bad Actor provisions. We provide "factual inquiries" into whether any disqualification event exists, demonstrating SEC-required "exercise of reasonable care."
We provide accredited-investor verification services required by Title II of the JOBS Act. We assist intermediaries and issuers to educate potential investors.
We work with immigration lawyers and other lawyers to insure that EB-5 Visa applications comply with Federal securities laws.
Our blog since 2009 has been www.regDconsumersreport.com. We manage a 1446 member LinkedIn discussion group, State Securities Regulation, covering state securities enforcement proceedings and related developments.
We have recently launched a second LinkedIn discussion group, Crowdfunding for Equity and Debt.
Private Placement Advisors, a limited liability company incorporated under the laws of Hawai'i, is not a law firm and we do not practice law in any state or providence. We give advice on which exemptions make sense and how to raise money using those exemptions. We assist start-ups present themselves to funding portals and other investor-entrepreneur platforms.
Private Placement Publishing, Inc., our publishing affiliate, has published several recent titles on Titles II and III of the JOBS Act.