Private Placement Advisors 





advising on exempt offerings to find investors.  

We provide 7-Stage schedule of services:

CONSULT  

Consult on pre-offering entity structure and term sheet

DRAFT

Draft PPM, subscription agreement, investor questionnaire, state filings, and other documents

FILE

File documents with SEC and states

DRAFT

Draft the SEC-mandated 

verification letters

ESTABLISH

Establish a SEC EDGAR account 

and secure a CIK number

INTRODUCE

Introduce client to the FINRA broker-dealer community, private equity resources 

and online platforms

CONSULT

Consult on the secondary market 

(SEC Rule 144A)