We have years of experience working on Regulation D and other state and Federal exemptions and we can provide y0u with insights you may not get elsewhere.
Our Tier 1 Grade documents for 506(c offerings meet the SEC’s highest standard for exempt offering disclosure, which is Form 1A, the same disclosure used in Tier 1 Regulation A+ offerings. These offering documents exceed the usual Regulation D
disclosure requirements. Only exempt offerings that meet the Tier 1 Grade can be offered by broker-dealers.
For all clients, as appropriate, we assist in the formation and
approval of their SEC EDGAR account and in the issuance of a CIK number with the
SEC. After the EDGAR information is filed, we draft and file the Form D
with the SEC. We draft all necessary offering documents and, while the exempt securities are being offered to the public, we do the state filings.
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Rule 506(c Specialists and Private Placement Counsel