Exempt Offerings  JOBS Act Solutions





advising on exempt offerings to find investors.  

CONSULT  

We consult on pre-offering entity structure and term sheet

DRAFT

We draft PPM, subscription agreement, investor questionnaire, state filings, and other offering documents

FILE

We file documents with SEC and states

DRAFT

We draft SEC-mandated 

verification letters

ESTABLISH

We establish a SEC EDGAR account
and secure a CIK number

INTRODUCE

We introduce clients to the FINRA broker-dealer 

community, private equity resources, 

and online platforms

CONSULT

We advise on Rule 144 secondary market opportunities and challenges. 

Services also include 506(c) advertising compliance and drafting state-mandated legends.