7-Stage Schedule


Consult

We consult on the pre-offering entity structure and term sheet

Draft

We draft the PPM, subscription agreement, investor questionnaire, state filings, and other offering documents

File

We file documents with SEC and states

Draft

We draft SEC-mandated verification letters

Establish

We establish a SEC EDGAR account and secure a CIK number

Consult

We advise on Rule 144 secondary market opportunities.

Introduce

We provide introductions to the FINRA broker-dealer community, industry-specific investor platforms and selective private equity resources. 

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