The SEC’s new definition of accredited investors includes knowledgeable employees of private funds without regard to assets or income. Qualified professionals also can qualify without actually being accredited. In other …
506(c) and Money-for-Free Best Practices©
Update 103 Although the SEC is the primary securities market regulator, states’ securities regulation -- not the SEC, not FINRA -- is where the action is. States take the lead in enforcement actions in all the …
No SEC Merit Review
The astonishing Trump-era Rule 506(c) For the first time in the history of the eighty six year-old-SEC — permits marketing of EDGAR-registered exempt offerings to non-accredited investors with no SEC-staff merit …
Rule 506(c) and Money for Free
Private Equity Cowboy Country Tricks Who said no? All 50 state securities regulators, SEC and FINRA staff . . . for over 80 years they all said no. No public offerings of private equity in any way, shape or form. Public …
New incentive for borrowers interested in rehabilitating homes in Opportunity Zones
Homebuyers seeking to purchase a home in a qualified Opportunity Zone can finance rehabilitation costs up to $50,000, an increase of $15,000 over the old rehab maximum amount of $35,000. Existing homeowners with homes …
What is a Private Placement Memorandum (PPM)…
... and what you can do about finders’ fees A PPM is the starting point document for raising capital. A private placement memorandum is a detailed and layered document. It is the document that governs the terms and …