Exempt Offerings  JOBS Act Solutions

Capital Raise in Your Future?

We show ICO sponsors, real estate developers, and a range of startups how to  find accredited investors using the JOBS Act.  For the first time in over 85 years, issuers can advertise publicly under Rule 506 (c, while more and more issuers are finding that Regulation S has  even more advantages. At the same time, non-US issuers are using Reg D and even Rule 504 (intrastate) to  find US investors.  

Aside from fraud, failure to disclose, and inappropriate forward-looking statements,  almost anything goes under Regulation D. Neither the SEC nor state regulators are asked to approve the terms of these  private placements. On the other hand, the SEC  and the various  state regulators are coming down hard on issuers who engage in broker-dealer activities or who otherwise ignore state and Federal laws and regulations. 

State regulators' hearings remain the venue of choice for aggrieved private placement investors. Join the State Securities Regulation LinkedIn discussion group and stay current on recent state securities developments.